Organizations

National Government Bodies Regulatory Bodies
Securities Exchanges State Government Bodies
AAII  

 

National Government Bodies

Board of Governors of the Federal Reserve System - The Federal Reserve, the central bank of the United States.

FDIC Federal Deposit Insurance Corporation - The Federal Deposit Insurance Corporation's mission is to maintain the stability of and public confidence in the nation's financial system.

Federal Trade Commission Home - The FTC enforces federal consumer protection laws that prevent fraud, deception and unfair business practices. The Commission also enforces federal antitrust laws that prohibit anticompetitive mergers and other business practices that restrict competition and harm consumers.

FFIEC Home Page - The Council is a formal interagency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions by the Board of Governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC), and the Office of Thrift Supervision (OTS) and to make recommendations to promote uniformity in the supervision of financial institutions.

Financial Crimes Enforcement Network (FinCEN) - the Financial Crimes Enforcement Network (FinCEN) is a network, a means of bringing people and information together to fight the complex problem of money laundering.

IRS.gov Home - The Internal Revenue Service is the nation's tax collection agency and administers the Internal Revenue Code enacted by Congress.

Official Website of the Conference of State Bank Supervisors - The nation’s leading advocate for the state banking system, and the only national organization dedicated to advancing the state banking system.

Public Debt Bureau of the Public Debt Home Page - borrow the money needed to operate the Federal Government and to account for the resulting debt.

The United States Mint - The primary mission of the United States Mint is to produce an adequate volume of circulating coinage for the nation to conduct its trade and commerce.

TreasuryDirect - Establish a secure account with the U.S. Treasury through TreasuryDirect and manage your purchases, redemptions, and savings portfolio online—no paper bonds or paperwork.

Regulatory Bodies

Comptroller of the Currency, Administrator of National Banks - The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises national banks to ensure a safe, sound, and competitive banking system that supports the citizens, communities, and economy of the United States.

BBB - Better Business Bureau promotes and fosters the highest ethical relationship between businesses and the public through voluntary self-regulation, consumer and business education.

Commodity Futures Trading Commission - The agency protects market participants against manipulation, abusive trade practices and fraud.

Federal Housing Finance Board - HomePage - Regulates the 12 FHLBanks that were created in 1932 to improve the supply of funds to local lenders that, in turn, finance loans for home mortgages.

Municipal Securities Rulemaking Board - The MSRB makes rules regulating dealers who deal in municipal bonds, municipal notes, and other municipal securities.

National Association of Insurance Commissioners - Assists state insurance regulators, individually and collectively, in serving the public interest and achieving fundamental insurance regulatory goals in a responsive, efficient and cost effective manner, consistent with the wishes of its members.

National Association of Securities Dealers - NASD regulates the securities industry and virtually all U.S. stockbrokers and brokerage firms.

National Credit Union Administration - The independent federal agency that charters and supervises federal credit unions.

National Futures Association - An independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.

Office of Thrift Supervision - The primary regulator of all federally chartered and many state-chartered thrift institutions, which include savings banks and savings and loan associations.

U.S. Securities and Exchange Commission (Home Page) - The primary mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors and maintain the integrity of the securities markets.

Securities Exchanges

American Stock Exchange -A comprehensive resource for investors and issuers seeking the unique market environment offered at the American Stock Exchange.

Chicago Mercantile Exchange - The largest futures exchange in the United States and the second largest exchange in the world for the trading of futures and options on futures.

NYSE - New York Stock Exchange - A broad spectrum of market participants, including listed companies, individual investors, institutional investors and member firms, create the NYSE agency auction market. Buyers and sellers meet directly in a fair, open and orderly market to realize the best possible price through the interplay of supply and demand.

The Chicago Board of Trade - Another Chicago based futures exchange.

The NASDAQ Stock Market - The world's largest electronic stock market, listing approximately 3,600 companies.

State Government Bodies

- Major state financial regulatory and supervisory institutions.

  - The American Association of Individual Investors specializes in providing education in the area of stock investing, mutual funds, portfolio management and retirement planning. We are a not-for-profit organization that arms investors with the knowledge and tools needed to manage their finances effectively and profitably.

 

 
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